Bill Flores

superior Energy services, Inc. (sPN) [sT]

Hyatt Hotels Corp Notes; 03/15/2026; 4.85% [Cs] DEsCRIPTIoN: Corporate Notes Purchase salient MlP Fund s 12/31/2019 01/06/2020 $100,001 - bcdefg

International Business Machines Corporation [sT]

Walgreens Boots alliance, Inc. (WBa) [sT]

gilead sciences, Inc. (gIlD) [sT] legg Mason, Inc. (lM) [sT] s (partial) 09/19/2019 10/04/2019 $1,001 - $15,000 dfgcbe Phillips 66 (PsX) [sT] s (partial) 09/19/2019 10/04/2019 $1,001 - $15,000 gfecbd southwest airlines Company s (partial) 09/19/2019 10/05/2019 $1,001 - $15,000 gfedc (luV) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

amgen Inc. (aMgN) [sT] ConocoPhillips [sT] s (partial) 09/19/2019 10/04/2019 $1,001 - $15,000 gedcf

First Trust TCW unconstrained Plus Bond ETF (uCON) [sT] $250,000

aT&T Inc. [sT] general Electric--2/11/2021/ 5.3% s 08/28/2019 09/03/2019 $50,001 - gfedc [Cs] $100,000 DEsCRIPTIoN: sale of Corporate Notes Western Digital Corporation s (partial) 08/07/2019 09/03/2019 $15,001 - gfedcb (WDC) [sT] $50,000

Metlife, Inc. [sT]

Jazz Pharmaceuticals plc - ordinary shares (JaZZ) [sT]

ConocoPhillips (CoP) [sT]

TPH Partners II lP DEsCRIPTIoN: Capital call for private equity fund.

TPH Partners II LP DEsCRIPTIoN: Private Equity Fund Capital Call (i) to fund an investment in Antioch Energy LLC, Principle Petroleum Partners LLC, and Elm Grove Resources LLC and (ii) for Q3/Q4 Management Fees and Partnership and Investment Expenses.

Western Digital Corporation [sT]

Valero Energy Corporation (VlO) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > [sT] Walgreens Boots alliance, Inc. s 05/08/2019 06/05/2019 $1,001 - $15,000 defgc (WBa) [sT]

The aEs Corporation (aEs) [sT] TPH Partners lP s (partial) 05/31/2019 05/31/2019 $1,001 - $15,000 fedcbg DEsCRIPTION: Cash Distribution from private equity fund due to the sale of Ingrain, Clearfork, and BlueRock, less management fees, investment expenses, net of Capital Calls for additional investment in Elm grove Resources.

Telephone and Data systems, Inc. Common shares (TDs) [sT]

Phillips 66 (PsX) [sT] salient MlP Fund lP s (partial) 05/13/2019 04/30/2019 $100,001 - bcdefg DEsCRIPTION: Partial liquidation of MlP investment fund.

PBF Energy Inc. Class a [sT]

Molson Coors Brewing Company Class B (TaP) [sT]

Marathon Petroleum Corporation [sT]

lyondellBasell Industries NV Ordinary shares Class a (lYB) [sT]

Kohl's Corporation (Kss) [sT]

Jones lang lasalle Incorporated (Jll) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Huntsman Corporation (HuN) [sT]

Hewlett Packard Enterprise Company [sT]

HCa Healthcare, Inc. (HCa) [sT]

Exelon Corporation [sT] gilead sciences, Inc. (gIlD) [sT] s 05/08/2019 06/05/2019 $1,001 - $15,000 gfedc

CVs Health Corporation (CVs) [sT]

southwest airlines Company (luV) [sT] Targa Resources, Inc. (TRgP) [sT] s 04/01/2019 05/03/2019 $15,001 - gfedc Terex Corporation [sT] s 04/10/2019 05/03/2019 $1,001 - $15,000 bcdefg

Tortoise MlP & Pipeline Fund ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

TPH Partners II lP DEsCRIPTIoN: Private Equity Fund Capital Call for (i) Fund investments in antioch Energy llC & Elm grove Resources llC and (ii) management fees and partnership & investment expenses. Williams Companies, Inc. s 04/01/2019 05/03/2019 $50,001 - cfgde [sT] $100,000

CVs Health Corporation (CVs) [sT]

Western Digital Corporation [sT]

Walgreens Boots alliance, Inc. (WBa) [sT]

Valero Energy Corporation (VlO) [sT]

The aEs Corporation (aEs) [sT] TJX Companies, Inc. [sT] s (partial) 03/22/2019 04/03/2019 $15,001 - fgedcb united Parcel service, Inc. (uPs) s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 edcgfb [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Terex Corporation [sT] Texas Instruments Incorporated s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 bcdefg (TXN) [sT]

Telephone and Data systems, Inc. Common shares (TDs) [sT]

synchrony Financial (sYF) [sT]

santander Consumer usa Holdings Inc. (sC) [sT]

Phillips 66 (PsX) [sT]

PBF Energy Inc. Class a [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Pepsico, Inc. (PEP) [sT] s (partial) 03/22/2019 04/03/2019 $15,001 - bcdefg Philip Morris International Inc s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 cdefg (PM) [sT]

PaCCaR Inc. (PCaR) [sT]

Omnicom group Inc. [sT]

Morgan stanley (Ms) [sT]

Molson Coors Brewing Company Class B (TaP) [sT]

McKesson Corporation [sT]

Marathon Petroleum Corporation [sT] Mastercard Incorporated (Ma) [sT] s (partial) 03/22/2019 04/03/2019 $15,001 - dcbgfe McDonald's Corporation (MCD) s (partial) 03/22/2019 04/03/2019 $15,001 - gfedcb [sT] $50,000

Manpowergroup (MaN) [sT]

lyondellBasell Industries NV Ordinary shares Class a (lYB) [sT]

legg Mason, Inc. (lM) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > lockheed Martin Corporation s (partial) 03/22/2019 04/03/2019 $15,001 - cdefg (lMT) [sT] $50,000

Kroger Company [sT]

Kohl's Corporation (Kss) [sT]

Jones lang lasalle Incorporated (Jll) [sT] JP Morgan Chase & Co. [sT] s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 cdefg

Huntsman Corporation (HuN) [sT] Intel Corporation [sT] s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 bcdgfe International Business Machines s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 gfedc Corporation (IBM) [sT] Johnson & Johnson (JNJ) [sT] s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 defgcb

Hewlett Packard Enterprise Company [sT] Home Depot, Inc. (HD) [sT] s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 gfedcb

HCa Healthcare, Inc. (HCa) [sT]

gilead sciences, Inc. (gIlD) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Fifth Third Bancorp [sT] general Mills, Inc. (gIs) [sT] s (partial) 03/22/2019 04/03/2019 $15,001 - bcdefg

Exelon Corporation [sT] Exxon Mobil Corporation (XOM) s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 bcdefg [sT]

Dick's sporting goods Inc (DKs) [sT] Emerson Electric Company s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 bcdefg [sT]

Citizens Financial group, Inc. (CFg) [sT] Colgate-Palmolive Company (Cl) s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 gfedc [sT]

Citigroup, Inc. [sT]

FIlINg sTaTus: New Broadcom Inc. (aVgO) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Capital One Financial Corporation s (partial) 03/22/2019 04/03/2019 $1,001 - $15,000 cdefg [sT]

FIlINg sTaTus: New amgen Inc. (aMgN) [sT] apple Inc. (aaPl) [sT] aT&T Inc. [sT] $50,000 automatic Data Processing, Inc. $50,000 (aDP) [sT]

FIlINg sTaTus: New ally Financial Inc. (allY) [sT]

semgroup Corporation Class a (sEMg) [sT]

Noble Midstream Partners lP Common units Representing limited Partner Interests (NBlX) [sT]

Targa Resources, Inc. (TRgP) [sT]

Noble Midstream Partners lP Common units Representing limited Partner Interests (NBlX) [sT] Pembina Pipeline Corp. Ordinary s (partial) 12/12/2018 01/04/2019 $1,001 - $15,000 gfedc shares (PBa) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Sanders opportunity Fund l.P. DESCRIPTIoN: Not a Sale--This is a Cash Distribution from a Private Equity Fund.