Dean Phillips

Outsell, Inc. L : Minneapolis/Hennepin, MN, US D : Developer of consumer engagement technologies for the automotive industry.

Outsell, Inc. L : Minneapolis/Hennepin, MN, US D : Developer of consumer engagement technologies for the automotive industry.

Arcadia Medal Investors, LP D : Hedge fund. Fund manager letter on file with the Committee on Ethics.

Capital One Financial Co Var Rt 12/01/2165 dtd 05/14/2015 $50,000 DESCRIPTION: Preferred security

AstraZeneca PlC - American Depositary Shares DESCRIPTION: Received shares of AstraZeneca PlC - American Depositary Shares in exchange for Alexion Pharmaceuticals, Inc. (AlXN).

Alexion Pharmaceuticals, Inc.

Phoenix AZ Ref unlimited Tax 4% 07/01/2021 dtd 06/24/2014 [gS]

Honolulu City & Cnty HI Wstwtr Sys Rev 5% A Jul 01 2025 Dtd [gS]

Metlife, Inc Var Rt 12/15/2165 dtd 06/01/2015 $100,000 DESCRIPTION: Preferred security

Digital Realty Trust Inc PFD DESCRIPTION: Preferred security

MO St Hwys & Trnst Ref-1st lien- Ser A 5% 05/01/2021 dtd 06/03/2014 [gS] $50,000

Varian Medical Systems, Inc.

u.S. Bancorp Var Rt 01/15/2166 dtd 11/23/2015 DESCRIPTION: Preferred security

Morgan Stanley Rt 07/15/2165 dtd 03/19/2015 $500,000 DESCRIPTION: Preferred security

Wachovia Cap Trust III Var Rt Mar 15 2166 dtd 2/1/2006 DESCRIPTION: Preferred security

State Street Corp Var Rt 09/15/2165 dtd 05/21/2015 DESCRIPTION: Preferred security

Raleigh NC Comb Enterprise Sys Rev 5% Mar 01 2021 dtd $50,000 02/10/2011 [gS]

Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 DESCRIPTION: Preferred security

Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 DESCRIPTION: Preferred security

Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 DESCRIPTION: Preferred security

Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 DESCRIPTION: Preferred security

goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 DESCRIPTION: Preferred security

uS Bancorp VAR RT Perp Mat dtd 11/23/2015 DESCRIPTION: Preferred security

SVB Financial group Var RT Perp Mat dtd 02/02/2021 DESCRIPTION: Preferred security

Honeywell International Inc. SuBHOlDINg OF: - Trust 1

PACCAR Inc. SuBHOlDINg OF: - Trust 1

Wells Fargo & CO Var RT Perp Mat dtd 01/26/2021 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > DESCRIPTION: Preferred security dcfeg

goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 DESCRIPTION: Preferred security

Fresenius Medical Care Ag ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SuBHOlDINg OF: - Trust 1 $200?

Booking Holdings Inc. (BKNg) SuBHOlDINg OF: - Trust 1

Abbott laboratories

Fresenius Medical Care Ag SuBHOlDINg OF: - Trust 1

Chubb limited SuBHOlDINg OF: - Trust 1

SuBHOlDINg OF: - Trust 1 Accenture plc Class A Ordinary Shares SuBHOlDINg OF: - Trust 1 Accenture plc Class A Ordinary Shares SuBHOlDINg OF: - Trust 1 Accenture plc Class A Ordinary Shares SuBHOlDINg OF: - Trust 1 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Alexion Pharmaceuticals, Inc. $200?

WI St Transportation Rev Ref-Ser 2; 5.0%; Due 07/01/2026 [gS] $50,000

Chubb limited SuBHOlDINg OF: - Trust 1

Arch Capital group ltd. (ACgl) SuBHOlDINg OF: - Trust 1

Shares

Tiffany & Co.

Accenture plc Class A Ordinary

Tesla, Inc. (TSlA)

Iron Mountain Incorporated

Eversource Energy

Equitable Holdings Inc. DESCRIPTION: Preferred security

DTE Energy Company

AT&T Inc.

American Airlines group, Inc.

FIlINg STATuS: New

SuBHOlDINg OF: - Trust 1

Abbott laboratories

2000075320 Abbott Laboratories F S : Deleted

Selective Insurance group DESCRIPTION: Preferred security

First Citizens bancshare PFD DESCRIPTION: Preferred security

Fifth Third bancorp 09/30/2165 DTD 06/05/2014 DESCRIPTION: Corporate bond ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

HD Supply Holdings, Inc. SubHOlDINg OF: - Trust 1

HD Supply Holdings, Inc. SubHOlDINg OF: - Trust 1

Vertex Pharmaceuticals Incorporated

Transdigm group Incorporated Transdigm group Inc.

Tesla, Inc. (TSlA) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Simon Property group, Inc. (SPg)

SbA Communications Corporation - Class A

Salesforce.com Inc

NiSource Inc

Jack Henry & Associates, Inc.

Intel Corporation

HD Supply Holdings, Inc. SubHOlDINg OF: - Trust 1

gilead Sciences, Inc. (gIlD)

Fifth Third bancorp 09/30/2165 DTD 06/05/2014 DESCRIPTION: Corporate bond

Equinix, Inc.

Dollar Tree, Inc. (DlTR) SubHOlDINg OF: - Trust 1

Digital Realty Trust, Inc. (DlR)

Consolidated Edison, Inc.

Clorox Company (ClX)

Citrix Systems, Inc.

Citizens Financial group, Inc.

Cisco Systems, Inc.

boston Scientific Corporation

baxter International Inc. (bAX)

AT&T Inc.

Arconic Corporation

American Airlines group, Inc.

Akamai Technologies, Inc.

HD Supply Holdings, Inc. SubHOlDINg OF: - Trust 1

Sony Corporation SubHOlDINg OF: - Trust 1

JP Morgan Chase & Co. SubHOlDINg OF: - Trust 1 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

First Citizens bancshare PFD DESCRIPTION: Preferred security

Comcast Corporation - Class A SubHOlDINg OF: - Trust 1

Masco Corporation SubHOlDINg OF: - Trust 1

Masco Corporation SubHOlDINg OF: - Trust 1

Charles Schwab Corp Var Rt Perp Mat Dtd 12/11/2020 DESCRIPTION: Corporate bond ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Selective Insurance group DESCRIPTION: Preferred security

Selective Insurance group DESCRIPTION: Preferred security

Micron Technology, Inc. (Mu) SubHOlDINg OF: - Trust 1

Honeywell International Inc. SubHOlDINg OF: - Trust 1

Comcast Corporation - Class A SubHOlDINg OF: - Trust 1 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

booking Holdings Inc. (bKNg) SubHOlDINg OF: - Trust 1

Comcast Corporation - Class A SubHOlDINg OF: - Trust 1

Accenture plc Class A Ordinary Shares SubHOlDINg OF: - Trust 1

Assurant Inc. PFD DESCRIPTION: Preferred security

Charles Schwab Corporation PFD 5.95% DESCRIPTION: Preferred security

Micron Technology, Inc. (Mu) SubHOlDINg OF: - Trust 1

bank of America Corp 4.38% PFD DESCRIPTION: Preferred security

Charles Schwab Corporation PFD 5.95% DESCRIPTION: Preferred security

Charles Schwab Corporation PFD 5.95% DESCRIPTION: Preferred security

Metlife, Inc Var Rt 12/15/2165 dtd 06/01/2015 $250,000 DESCRIPTION: Preferred security

Micron Technology, Inc. (Mu) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOlDINg OF: - Trust 1 $200?

Micron Technology, Inc. (Mu) SubHOlDINg OF: - Trust 1

Xilinx, Inc. (XlNX)

Wells Fargo & Company

VeriSign, Inc.

T-Mobile uS, Inc. (TMuS)

ServiceNow, Inc. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

SBA Communications Corporation - Class A

Salesforce.com Inc

Roper Technologies, Inc.

Philip Morris International Inc

Otis Worldwide Corporation

Netflix, Inc. (NFlX)

Motorola Solutions, Inc.

Mondelez International, Inc. - Class A

loews Corporation (l) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Jack Henry & Associates, Inc.

IHS Markit ltd. Common Shares

global Payments Inc. (gPN)

gilead Sciences, Inc. (gIlD)

Facebook, Inc. - Class A

Estee lauder Companies, Inc. (El)

Equinix, Inc.

Electronic Arts Inc.

Digital Realty Trust, Inc. (DlR)

Consolidated Edison, Inc. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Cognizant Technology Solutions Corporation - Class A

CME group Inc. - Class A

Clorox Company (ClX)

Citrix Systems, Inc.

Charles Schwab Corporation

Caterpillar, Inc.

Baxter International Inc.

Atmos Energy Corporation

AT&T Inc.

Apple Inc. (AAPl)

Amazon.com, Inc.

Alphabet Inc. - Class C Capital Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Alphabet Inc. - Class A (gOOgl)

Akamai Technologies, Inc.

Advanced Micro Devices, Inc.

Abbott laboratories

3M Company

Partnerre Finance B llC VAR RT 10/01/2050 dtd 09/22/2020 DESCRIPTION: Preferred security

Digital Realty Trust Inc PFD 6.35% $50,000 edgfc DESCRIPTION: Preferred security

WA MD Subn San Dist Ref 5.0%; 06/01/2025 dtd 12/13/2017 [gS]

PA St Higher Edl Facs Auth Rev Trustees univ PA 5% Sep 01 2026 [gS] $50,000

Dollar Tree, Inc. (DlTR) SuBHOlDINg OF: - Trust 1

Accenture plc Class A Ordinary Shares SuBHOlDINg OF: - Trust 1

Johnson County KS uNIF Sch Dist Ref-Ser B, 5.0%; Due 09/01/2025 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > [gS] $200?

Western Digital Corporation

Walgreens Boots Alliance, Inc.

under Armour, Inc. Class C (uA)

under Armour, Inc. Class A (uAA)

Transdigm group Incorporated Transdigm group Inc.

PayPal Holdings, Inc. (PYPl)

NetApp, Inc.

Molson Coors Beverage Company Class B

Howmet Aerospace Inc.

Facebook, Inc. - Class A

DXC Technology Company

Danaher Corporation

Chipotle Mexican grill, Inc. (CMg)

Boston Scientific Corporation

Arista Networks, Inc.

Truist Financial Corporation

Viacom Inc Var Rt 02/28/2057 dtd 02/28/2017 DESCRIPTION: Preferred security

Met gov't Nashville & Davidson Cnty TN Ref-Ser A unltd Tax 5.0%; Due 07/01/2023 [gS] $50,000

Discover Finl Svs Var Rt Perp Mat dtd 06/22/2020 DESCRIPTION: Preferred security

Progressive Corporation (PgR) SubHOlDINg OF: - Trust 1

Koninklijke Philips N.V. NY Registry Shares ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOlDINg OF: - Trust 1 $200?

Honeywell International Inc. SubHOlDINg OF: - Trust 1

Honeywell International Inc. SubHOlDINg OF: - Trust 1

Sony Corporation SubHOlDINg OF: - Trust 1

Columbia MO Sch Dist Ref-Ser b unltd Tax 5.0%; Due 03/01/2025 $50,000 [gS]

Quest Diagnostics Incorporated SubHOlDINg OF: - Trust 1

Comcast Corporation - Class A SubHOlDINg OF: - Trust 1

Wells Fargo & Company

Truist Fin Corp Var Rt Perp Mat dtd 6/01/2020 DESCRIPTION: Preferred security

Sony Corporation SuBHOlDINg OF: - Trust 1

unitedHealth group Incorporated Common Stock SuBHOlDINg OF: - Trust 1

Progressive Corporation (PgR) SuBHOlDINg OF: - Trust 1

unitedHealth group Incorporated Common Stock SuBHOlDINg OF: - Trust 1 iD owner asset transaction Date notification amount cap. type Date gains >

Progressive Corporation (PgR) iD owner asset transaction Date notification amount cap. type Date gains > SuBHOlDINg OF: - Trust 1 $200?

Expeditors International of Washington, Inc. SuBHOlDINg OF: - Trust 1

unitedHealth group Incorporated Common Stock SuBHOlDINg OF: - Trust 1

Progressive Corporation (PgR) SuBHOlDINg OF: - Trust 1

unitedHealth group Incorporated Common Stock SuBHOlDINg OF: - Trust 1

unilever PlC (ul) SuBHOlDINg OF: - Trust 1

Progressive Corporation (PgR) SuBHOlDINg OF: - Trust 1

unitedHealth group Incorporated Common Stock SuBHOlDINg OF: - Trust 1

goldman Sachs group Inc. Var Rt Perp Mat dtd 06/17/2019 iD owner asset transaction Date notification amount cap. type Date gains > DESCRIPTION: Preferred security

CMS Energy Corp Var Rt 06/01/2050 DTD 05/28/2020 DESCRIPTION: Preferred security

Wells Fargo & Company

Vulcan Materials Company