All trades

DR S&P 500 SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

DR Dow Jones Industrial iD owner asset transaction Date notification amount cap. type Date gains > average ETF cdbefg SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

DR bloomberg barclays Convertible Securities ETF (CWb) SUbHoLDINg oF: WF 25 (Wells Fargo Financial)

Royal Dutch Shell PLC Royal Dutch Shell PLC american Depositary Shares SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

PNC Financial Services group, Inc. SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

PNC Financial Services group, Inc. SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

NextEra Energy, Inc. SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

Johnson & Johnson SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

Johnson & Johnson SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

First Trust Morningstar ETF iD owner asset transaction Date notification amount cap. type Date gains > SUbHoLDINg oF: WF 25 (Wells Fargo Financial)

First Trust Morningstar ETF $50,000 SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

First Trust DJ Internet Index Fund SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

Exxon Mobil Corporation (XoM) SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

DuPont de Nemours, Inc. SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

accenture plc Class a ordinary Shares SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

One liberty Properties, Inc. (OlP) [sT]

glaxosmithKline PlC (gsK) [sT]

Colony Credit Real Estate, Inc. Class a (ClNC) [sT] subHolDINg oF: Hern Family Revocable Trust DEsCRIPTIoN: Dividend Reinvestment

Maryland ST gO ST local Facs 5.00% Due 03/15/27 [gS]

Exxon Mobil Corporation (XoM) SUbHoLDING oF: Vananne Holdings LLC GP > Dagger Management LP > Leonidas Capital, LP DESCRIPTIoN: Exxon Mobil Corporation (XoM), Strike Price of $73, EXP 11/22/2019, Call option

smileDirectClub, Inc. (sDC) [sT]

Zebra Technologies Corporation - Class a (ZBRa) [sT] $100,000

Fundrise [oT] LoCaTIoN: Us DEsCRIPTIoN: Fundrise is a real estate investment entity.

Ritchie bros. Auctioneers Incorporated SUbHOLDING OF: Riverbridge Managed Account - Small Cap US Equities

HuYa Inc. american depositary shares, each representing one Class $50,000 a ordinary share (HuYa) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

ProShares Short S&P500 SUBHoLDINg oF: Neuberger Berman - Individual

Air Products and Chemicals, Inc. SUBHoLDINg oF: Neuberger Berman - Individual

Ryanair Holdings plc ordinary Shares SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Godaddy Inc. Class a (GddY) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

CoStar Group, Inc. SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

atlassian Corporation Plc - Class a ordinary Shares SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

unitedHealth group Incorporated Common stock (uNH) [sT] subHolDINg oF: - Trust 1 Wells Fargo & Company 7.98% s (partial) 09/16/2019 10/08/2019 $1,001 - $15,000 gfedc PFD stk 09/15/2165 dtd 02/08/2008 [Cs] DEsCRIPTIoN: Preferred security Western Digital Corporation s (partial) 09/11/2019 10/08/2019 $1,001 - $15,000 bcdefg [sT]

southwest airlines Company (luV) [sT] subHolDINg oF: - Trust 1 stanley black & Decker, Inc. (sWK) s (partial) 09/11/2019 10/08/2019 $1,001 - $15,000 defgcb [sT] subHolDINg oF: - Trust 1 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > stanley black & Decker, Inc. (sWK) s (partial) 09/12/2019 10/08/2019 $1,001 - $15,000 gfedcb [sT] subHolDINg oF: - Trust 1 stanley black & Decker, Inc. (sWK) s (partial) 09/16/2019 10/08/2019 $1,001 - $15,000 fedcbg [sT] subHolDINg oF: - Trust 1 state street Corporation (sTT) [sT] s (partial) 09/11/2019 10/08/2019 $1,001 - $15,000 gfedc

southwest airlines Company (luV) [sT] subHolDINg oF: - Trust 1

southwest airlines Company (luV) [sT] subHolDINg oF: - Trust 1

Webster Financial Corporation SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Primoris Services Corporation SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Insulet Corporation (Podd) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings iD owner asset transaction Date notification amount cap. type Date gains >

IbERIabaNK Corporation (IbKC) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Houlihan Lokey, Inc. Class a SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Central Garden & Pet Company iD owner asset transaction Date notification amount cap. type Date gains > SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Visa Inc. SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Square, Inc. Class a SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Roku, Inc. - Class a (RoKU) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

New oriental Education & Technology Group, Inc. Sponsored adR representing 1 ordinary Share SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Facebook, Inc. - Class a (Fb) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Exact Sciences Corporation (EXaS) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

Canada Goose Holdings Inc. Subordinate Voting Shares (GooS) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

applied Materials, Inc. (aMaT) SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings

alibaba Group Holding Limited american depositary Shares each representing eight ordinary share SUbHoLdING oF: 150 Main Street Trust > U.S. Trust Holdings