All trades

Simon Property group, Inc. (SPg) iD owner asset transaction Date notification amount cap. type Date gains > SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

SAP SE ADS SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

S&P global Inc. (SPgI) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Pepsico, Inc. SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Oracle Corporation (ORCl) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Novo Nordisk A/S SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Microsoft Corporation SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Merck & Company, Inc. Common Stock SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Mastercard Incorporated iD owner asset transaction Date notification amount cap. type Date gains > SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Koninklijke Philips N.V. NY Registry Shares SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Intel Corporation SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Honeywell International Inc. SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Home Depot, Inc. SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

First Solar, Inc. (FSlR) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Edwards lifesciences Corporation SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Coca-Cola Europacific Partners plc - Ordinary Shares SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Clean Energy Fuels Corp. (ClNE) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA iD owner asset transaction Date notification amount cap. type Date gains >

Cisco Systems, Inc. SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

best buy Co., Inc. (bbY) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Atlantica Sustainable Infrastructure plc - Ordinary Shares SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

Alphabet Inc. - Class A (gOOgl) SubHOlDINg OF: Ameriprise Rollover IRA DESCRIPTION: Shares transferred from SEP & Traditional IRA

2000085554 JT AT&T Inc. F S : Amended

uSA Compression Partners, lP Common units Representing $250,000 limited Partner Interests (uSAC) SubHOlDING OF: AXA Retirement Account

PbF logistics lP Common units representing limited partner $500,000 interests SubHOlDING OF: AXA Retirement Account

Shell Midstream Partners, l.P. Common units representing limited Partner Interests (SHlX) SubHOlDING OF: AXA Retirement Account

Enable Midstream Partners, lP Common units representing $100,000 limited partner interests (ENbl) dcefg 10/07/2021 10/11/2021 $15,001 - SubHOlDING OF: AXA Retirement Account 10/05/2021 10/11/2021 $100,001 - bcdefg Enable Midstream Partners, lP P gfedc Common units representing 10/06/2021 10/11/2021 $250,001 - limited partner interests (ENbl) $500,000 10/06/2021 10/11/2021 $100,001 - SubHOlDING OF: AXA Retirement Account Global Partners lP Global Partners S lP Common units representing limited Partner Interests (GlP) SubHOlDING OF: AXA Retirement Account Global Partners lP Global Partners S lP Common units representing limited Partner Interests (GlP) SubHOlDING OF: AXA Retirement Account Nustar Energy l.P. Common units P ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOlDING OF: AXA Retirement Account defgcb

Via Renewables, Inc. - 8.75% Series ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock

glaxoSmithKline PlC (gSK)

iShares TIPS bond ETF SubHOlDINg OF: Hern Family Revocable Trust DESCRIPTION: Dividend Reinvest

iShares TIPS bond ETF SubHOlDINg OF: Hern Family Foundation DESCRIPTION: Dividend Reinvest

INlAND REAl ESTATE TR SubHOlDINg OF: Hern Family Revocable Trust lOCATION: uS DESCRIPTION: Dividend Reinvest

generac Holdlings Inc. (gNRC) SUBHOLDINg OF: Brokerage Account DESCRIPTION: Call Options; Strike Price $400; Expires 11/19/21

Thermo Fisher Scientific Inc

Sysco Corporation

Procter & gamble Company (Pg)

Northrop grumman Corporation

lowe's Companies, Inc. (lOW)

general Dynamics Corporation

FedEx Corporation

Broadcom Inc. (AVgO)

Bristol-Myers Squibb Company

3M Company

Thermo Fisher Scientific Inc

Home Depot, Inc. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Bristol-Myers Squibb Company

One liberty Properties, Inc. (OlP)

Duke Energy Corporation 5.125% Junior Subordinated Debentures $100,000 due 2073

Columbia Diversified Fixed Income Allocation ETF SubHOlDINg OF: Hern Family Revocable Trust DESCRIPTION: Dividend Reinvest

Verizon Communications Inc. SubHOLdINg OF: John Marshall Collins Rollover IRA

TJX Companies, Inc. SubHOLdINg OF: John Marshall Collins Rollover IRA