All trades

Diamondback Energy, Inc. - Commmon stock [sT] subHoLDING oF: Morgan stanley IRA - X142

Central Valley NMTC Fund, LLC [oL] $1,000,000 fecdg SUbhoLDINg oF: MJTJ, LLC LoCaTIoN: Fresno, Ca, US DESCRIPTIoN: Community Development Investments

Manning & Napier, Inc. Class a DESCRIPTION: gift of shares to global Partnerships

REgENXbIo Inc. (RgNX) SUbHoLDINg oF: Welch account

DR S&P Dividend ETF $50,000 SUbHoLDINg oF: WF 25 (Wells Fargo Financial)

DR S&P Dividend ETF $100,000 SUbHoLDINg oF: WF 69 (Wells Fargo Financial)

DR S&P Dividend ETF $100,000 SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

DuPont de Nemours, Inc. [sT] subHoLDING oF: Morgan stanley IRA - X141

HuYa Inc. american depositary shares, each representing one Class $50,000 a ordinary share (HuYa) [sT]

HuYa Inc. american depositary shares, each representing one Class $50,000 a ordinary share (HuYa) [sT]

Apple Inc. (AAPl) SubHolDING oF: Gowing Family Trust Primary Account

Maryland ST Dept TR 5.00% Due 10/01/26 [gS]

Tencent Holdings Limited Unsponsored AdR Representing b Shares SUbHOLdING OF: Harding Loevner International Equity

Taiwan Semiconductor cdefg Manufacturing Company Ltd. $50,000 cdegf gedcf SUbHOLdING OF: Harding Loevner International Equity gfedc

HuYa Inc. american depositary shares, each representing one Class $50,000 dcefg a ordinary share (HuYa) [sT] Netflix, Inc. DEsCRIPTION: Call Option, $285, Exp. 10/18/19 Zebra Technologies Corporation - s (partial) 10/17/2019 10/17/2019 $100,001 - gfedcb Class a (ZBRa) [sT] $250,000 Zebra Technologies Corporation - s 10/07/2019 10/07/2019 $100,001 - gfedcb Class a (ZBRa) [sT] $250,000

HuYa Inc. american depositary shares, each representing one Class $50,000 a ordinary share (HuYa) [sT] HuYa Inc. american depositary s (partial) 10/15/2019 10/15/2019 $15,001 - shares, each representing one Class $50,000 a ordinary share (HuYa) [sT]

Crowdstrike Holdings, Inc. - Class a [sT] $50,000

Crowdstrike Holdings, Inc. - Class a [sT] $50,000 gfecdb gedcf

2000055580 Zebra Technologies Corporation - Class A FILINg STATuS: Amended

Apple Inc. SUbHOLDINg OF: Merrill Lynch- Advisor Discretion Account

BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E $50,000 DESCRIPTION: BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E, COUPON 2.25%, DUE 09-15-2034, CUSIP 112439LJ1

Medical Bond Redemption SUBHoLDING oF: Bond DESCRIPTIoN: Bond called. original value $50,000. Redemption at $50,000.96

Exxon Mobil Corporation (XoM) SUbHoLDING oF: Vananne Holdings LLC GP > Dagger Management LP > Leonidas Capital, LP DESCRIPTIoN: Exxon Mobil Corporation (XoM), Strike Price of $73.5, EXP 12/09/2019, Call option

DuPont de Nemours, Inc. [sT] subHoLDING oF: Morgan stanley IRA - X141 Johnson Controls International plc s (partial) 11/13/2019 11/13/2019 $1,001 - $15,000 cdefg ordinary share (JCI) [sT] subHoLDING oF: Morgan stanley IRA - X141 schlumberger N.V. (sLb) [sT] s 11/07/2019 11/07/2019 $1,001 - $15,000 cdefg subHoLDING oF: Morgan stanley IRA - X141 schlumberger N.V. (sLb) [sT] s (partial) 10/30/2019 10/30/2019 $1,001 - $15,000 fgdec subHoLDING oF: Morgan stanley IRA - X141 iD owner asset transaction Date notification amount cap. type Date gains >

allscripts Healthcare Solutions, Inc. - common stock SUbHoLDINg oF: Welch account

sP Raytheon Company [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio. sP Tapestry, Inc. (TPR) [sT] s 09/12/2019 10/16/2019 $1,001 - $15,000 cefgd DEsCRIPTIoN: Part of my spouse's retirement portfolio.

sP Ford Motor Company [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

sP Extended stay america, Inc. - Paired shares (sTaY) [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio.

sP Embraer s.a. [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio.

sP CBs Corporation Class B (CBs) [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio.

sP Caterpillar, Inc. (CaT) [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio.

sP Berkshire Hathaway Inc. New [sT] DEsCRIPTIoN: Part of my spouse's retirement portfolio.

bunzl Plc American depositary Shares SUbHOLdING OF: TWP Parametric Core Int'l Equity Fund ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

CoreCivic, Inc. SUbHOLdING OF: Newsouth Small Cap Equities

baidu, Inc. - American depositary Shares, each representing one tenth gfedc gfedc Class A ordinary share dcegf SUbHOLdING OF: Harding Loevner International Equity

sP us TREasuR NT 2.25% 02/20 [gs] DEsCRIPTIoN: Bond Interest. Part of my spouse's retirement portfolio.

V.F. Corporation [sT] subHolDINg oF: Hern Family Foundation

united Technologies Corporation (uTX) [sT] subHolDINg oF: Hern Family Foundation

Texas Instruments Incorporated [sT] subHolDINg oF: Hern Family Foundation

Rockwell automation, Inc. (RoK) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > [sT] cdgfe subHolDINg oF: Hern Family Foundation

Procter & gamble Company (Pg) [sT] subHolDINg oF: Hern Family Foundation

Microsoft Corporation (MsFT) [sT] subHolDINg oF: Hern Family Foundation

lockheed Martin Corporation (lMT) [sT] subHolDINg oF: Hern Family Foundation

linde plc ordinary share (lIN) [sT] subHolDINg oF: Hern Family Foundation

JP Morgan Chase & Co. [sT] subHolDINg oF: Hern Family Foundation

ishares Core Dividend growth ETF (DgRo) [sT] subHolDINg oF: Hern Family Foundation

Intel Corporation [sT] subHolDINg oF: Hern Family Foundation

Inland Real Estate Income Trust [Ps] subHolDINg oF: Hern Family Revocable Trust loCaTIoN: us DEsCRIPTIoN: Dividend Reinvestment

Home Depot, Inc. [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > subHolDINg oF: Hern Family Foundation

Exxon Mobil Corporation (XoM) [sT] subHolDINg oF: Hern Family Foundation