All trades

ARK Innovation ETF (ARKK) SUbHOlDINg OF: PROEQUITIES iD owner asset transaction Date notification amount cap. type Date gains > AT&T Inc.

Allergan plc Ordinary Shares DESCRIPTION: ABBVIE, Inc. (ABBV) acquired the shares of AllERgAN (AgN). AgN shareholders received 0.866 shares of ABBV in exchange for each share of AgN.

Tesla, Inc. (TSlA)

Putnam Cnty W Va BRD Ed 1.123% 05/01/24 [gS] $50,000 SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 25,000 units Putnam West VA Board Education 1.123% 05/01/24

Fanuc Limited Ordinary Shares SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 5 units Fanuc LTd

Ecolab Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 10 units Ecolab Inc.

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep sale Blackrock Liq FDS Fed Fund

Apple Inc. (AAPl)

Microsoft Corporation SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 40 units Microsoft Corp

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep sale Blackrock Liq FDS Fed Fund

lee Enterprises, Incorporated

Walt Disney Company SUbHOLDINg OF: Schwab account

BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock SuBHOlDINg OF: IRA #1

BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock SuBHOlDINg OF: The Neal Patrick Dunn Irrevocable Trust uad 1/19/2012

BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual $100,000 Preferred Stock SuBHOlDINg OF: IRA #2

Northwest Natural Holding Company DESCRIPTION: Dividend reinvestment. Part of my spouse's retirement portfolio.

Metis Solutions Corporation - Options $1,000,000 LOCATION: US DESCRIPTION: Options are pursuant to a stock option plan described in Schedule F in Metis Solutions Corporation, strike price at $0.05, expiration dates by tranche at 12/19/2026 and 08/03/2027

Metis Solutions Corporation LOCATION: US DESCRIPTION: Training and analysis services provider

Tesla, Inc. (TSlA)

Antero Midstream Corporation SubHOldING OF: AXA Retirement Account

uSA Compression Partners, lP Common units Representing $250,000 limited Partner Interests (uSAC) SubHOldING OF: AXA Retirement Account

Shell Midstream Partners, l.P. Common units representing $100,000 limited Partner Interests (SHlX) SubHOldING OF: AXA Retirement Account

PbF logistics lP Common units representing limited partner interests SubHOldING OF: AXA Retirement Account

Godaddy Inc. Class A (GddY) SUbHOldING OF: Riverbridge Managed Account - Small Cap US Equities

Extended Stay America, Inc. - Paired Shares SUbHOldING OF: Newsouth Small Cap Equities

Extended Stay America, Inc. - Paired Shares SUbHOldING OF: Newsouth Small Cap Equities

Align Technology, Inc. (AlGN) $250,000 SUbHOldING OF: Riverbridge Managed Account - Small Cap US Equities

uSd Partners lP Common units representing limited partner $50,000 interest SubHOldING OF: AXA Retirement Account

uSA Compression Partners, lP Common units Representing $250,000 cdefg limited Partner Interests (uSAC) degcf SubHOldING OF: AXA Retirement Account

Summit Midstream Partners, lP Common units Representing limited Partner Interests (SMlP) $50,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOldING OF: AXA Retirement Account gfedc

Shell Midstream Partners, l.P. Common units representing $50,000 limited Partner Interests (SHlX) SubHOldING OF: AXA Retirement Account

PbF logistics lP Common units representing limited partner interests SubHOldING OF: AXA Retirement Account

Genesis Energy, l.P. Common units 11/18/2020 11/23/2020 $100,001 - SubHOldING OF: AXA Retirement Account 11/18/2020 11/23/2020 $15,001 - Genesis Energy, l.P. Common P $50,000 units SubHOldING OF: AXA Retirement Account 11/24/2020 11/30/2020 $15,001 - Genesis Energy, l.P. Common S 11/24/2020 11/30/2020 $250,001 - units SubHOldING OF: AXA Retirement Account NGl ENERGY PARTNERS lP P Common units representing limited Partner Interests (NGl) SubHOldING OF: AXA Retirement Account NGl ENERGY PARTNERS lP P Common units representing limited Partner Interests (NGl) SubHOldING OF: AXA Retirement Account NGl ENERGY PARTNERS lP P Common units representing limited Partner Interests (NGl) SubHOldING OF: AXA Retirement Account PbF logistics lP Common units S representing limited partner interests ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOldING OF: AXA Retirement Account

Energy Transfer lP Common units ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOldING OF: AXA Retirement Account ecdgf bcdfge

Enable Midstream Partners, lP Common units representing limited partner interests (ENbl) $500,000 SubHOldING OF: AXA Retirement Account

Antero Midstream Corporation SubHOldING OF: AXA Retirement Account

Extended Stay America, Inc. - Paired Shares SUbHOldING OF: Newsouth Small Cap Equities

Viatris Inc. SuBHOLDINg OF: Morgan Stanley Smith Barney LLC IRA DESCRIPTION: Shares received of Viatris, Inc. in exchange for Pfizer (PFE) as a result of spin-off.

ViaSat, Inc. SUbHOldING OF: Newsouth Small Cap Equities

Marriott Vacations Worldwide Corporation SUbHOldING OF: Newsouth Small Cap Equities

iShares Russell 2000 Value ETF ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SUbHOldING OF: Newsouth Small Cap Equities

Ciena Corporation SubHOLDING OF: Morgan Stanley IRA - X142

Republic Bancorp, Inc. - Class A

Roche Holdings Ag Basel Ordinary Shares SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 25 units Roche Holdings Ltd

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep sale Blackrock Liq FDS Fed Fund

Suncor Energy Inc. SUBHOLDINg OF: Kevin Hern Insurance Trust

Becton, Dickinson and Company SUBHOLDINg OF: Kevin Hern Insurance Trust

Costco Wholesale Corporation

Microsoft Corp Note SubHOldINg OF: Judith S. Clark Irrevocable Trust dESCRIPTION: Redeemed 3.0%; 10/01/2020

Fanuc Limited Ordinary Shares SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: 5 units Fanuc Ltd