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Pfizer, Inc. SUbHOLDINg OF: SP M81 (Merrill Lynch)

bank Nova Scotia Halifax Pfd 3 Ordinary Shares SUbHOLDINg OF: SP M81 (Merrill Lynch)

American Express Company SUbHOLDINg OF: SP M81 (Merrill Lynch)

American Electric Power Company, Inc. SUbHOLDINg OF: SP M81 (Merrill Lynch)

Gentex Corporation SUbHOLDING OF: Riverbridge Managed Account - Small Cap US Equities

Evolent Health, Inc Class A SUbHOLDING OF: Riverbridge Managed Account - Small Cap US Equities

Netflix, Inc. SUBHOLDING OF: 13 - Schwab Brokerage Account

YETI Holdings, Inc. [sT]

SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 SUbHOLDINg OF: Trust M69 (Merrill Lynch) LOCATION: US DESCRIPTION: SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18

SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 SUbHOLDINg OF: SP M40 (Merrill Lynch) LOCATION: US DESCRIPTION: SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18

CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020 SUBHoLDINg oF: Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note.

alibaba group Holding Limited american Depositary shares each representing one Ordinary share DEsCRIPTION: Call Option, $140, Exp. 1/11/19 alibaba group Holding Limited s 01/30/2019 01/30/2019 $1,001 - $15,000 bcefgd american Depositary shares each representing one Ordinary share DEsCRIPTION: Call Option, $170, Exp. 2/08/19 alibaba group Holding Limited s 02/22/2019 02/22/2019 $1,001 - $15,000 cdefg american Depositary shares each representing one Ordinary share DEsCRIPTION: Call Option, $175, Exp. 3/1/19 alibaba group Holding Limited s 02/22/2019 02/22/2019 $1,001 - $15,000 gfedc american Depositary shares each representing one Ordinary share (BaBa) [sT] alibaba group Holding Limited s (partial) 03/04/2019 03/04/2019 $250,001 - gfedcb american Depositary shares each $500,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > representing one Ordinary share (BaBa) [sT]

Morgan Stanley Fin llC note zero cpn 0.0, 02/25/20 0.000% DESCRIPTIoN: The underlying shares of this bond are in the iShares MSCI Emerging Markets ETF, which is a widely held investment fund.

Morgan Stanley Fin llC note zero cpn 0.0, 02/25/20 0.000% DESCRIPTIoN: The underlying shares of this bond are in the iShares MSCI Emerging Markets ETF, which is a widely held investment fund.

TLT DEC 28 119.5 PUT [oT] SUbHoLDING oF: TD ameritrade Investment account LoCaTIoN: US DESCRIPTIoN: PUT

Valero Energy Partners LP Common Units representing limited partner interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

Fs KKR Capital Corp. (FsK) [sT] sUBHoLDINg oF: Hern Family Revocable Trust DEsCRIPTIoN: Corporate Capital Trust merged with Franklin square KKR Capital Corp

Corporate Capital Trust, Inc. [sT] sUBHoLDINg oF: Hern Family Revocable Trust DEsCRIPTIoN: Corporate Capital Trust merged with Franklin square KKR Capital Corp.

alibaba group Holding Limited american Depositary shares each representing one Ordinary share DEsCRIPTION: Call Option, $140, Exp. 1/04/19

Huntsman Corporation (HuN) [sT] subHoLDING oF: Morgan stanley IRA - X142 McKesson Corporation [sT] s (partial) 12/24/2018 12/24/2018 $1,001 - $15,000 dcefg subHoLDING oF: Morgan stanley IRA - X142

Morgan Stanley note - Emerging Markets, 03/07/19 0.000% DESCRIPTIoN: The underlying shares of this bond are in the iShares MSCI Emerging Markets ETF, which is a widely held investment fund.

Morgan Stanley note - Emerging Markets, 03/07/19 0.000% DESCRIPTIoN: The underlying shares of this bond are in the iShares MSCI Emerging Markets ETF, which is a widely held investment fund. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

NJ ST Trans TR 5.25% Due 12/15/19 [gS]

oPTIoN aSSIGNMENT CLoSE [oT] $1,000,000 SUbHoLDING oF: TD ameritrade Investment account LoCaTIoN: US DESCRIPTIoN: oPTIoN aSSGINEMENT CLoSE

Valero Energy Partners LP Common Units representing limited partner interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

CRSWL&LXNgT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI $500,000 BoND [gS] SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC

First Solar, Inc. SUbHoLDINg oF: Welch account

Valero Energy Partners LP Common Units representing limited partner interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

RoSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI $1,000,000 BoND [gS] SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC

PUT/XSP @ 268 EXP 12/21/2018 - CBoE MINI SPX INDEX [oT] $50,000 SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP.

PUT/XSP @ 240 EXP 02/15/2019 - CBoE MINI SPX INDEX [oT] SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP.

MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI $500,000 BoND [gS] SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC

AT&T Inc. SUbHOLDINg OF: SP E62 (Edward Jones)

TLT oPTIoN aSSIGNMENT [oT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SUbHoLDING oF: TD ameritrade Investment account LoCaTIoN: US DESCRIPTIoN: oPTIoN aSSIGNEMNT

Valero Energy Partners LP Common Units representing limited partner interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

Plains group Holdings, L.P. Class A Shares representing limited partner $50,000 interests

MPLX LP Common Units Representing Limited Partner Interests DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. iD owner asset transaction Date notification amount cap. type Date gains >

goldman Sachs Renewable Power LLC [oL] $250,000 SUBHoLDINg oF: Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: LLC taxed as a Corporation.

alibaba group Holding Limited american Depositary shares each $250,000 representing one Ordinary share (BaBa) [sT]

spark Energy, Inc. - Class a (sPKE) [sT]

southern Company (sO) [sT]

PPl Corporation (PPl) [sT] edcgf

TLT JaN 4 118.5 CaLL [oT] SUbHoLDING oF: TD ameritrade Investment account LoCaTIoN: US DESCRIPTIoN: CaLL

TLT DEC 14 118 CaLL [oT] SUbHoLDING oF: TD ameritrade Investment account LoCaTIoN: US DESCRIPTIoN: CaLL

altria group, Inc. [sT]

PerkinElmer, Inc SUbHoLDINg oF: Welch account DESCRIPTIoN: 5%, due 11/15/21

Valero Energy Partners LP Common Units representing limited partner interests iD owner asset transaction Date notification amount cap. type Date gains > DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest.

BP p.l.c. [sT] JT CVR Energy Inc. (CVI) [sT] s 12/14/2018 12/14/2018 $50,001 - JT general Motors Company (gM) s 12/10/2018 12/10/2018 $15,001 - [sT]

District Columbia gO 5.00% Due 06/01/27 [gS]